As a registered investment adviser, Gladstone Management makes decisions on which securities to buy, sell or hold for the funds we manage. We provide management for three publicly traded funds listed on the Nasdaq:

1. Gladstone Capital (NASDAQ symbol: GLAD) supplies debt financing to small and mid-sized businesses.

2. Gladstone Commercial (NASDAQ symbol: GOOD) supplies real estate financing to small and mid-sized companies.

3. Gladstone Investment (NASDAQ symbol: GAIN) seeks to make equity-type investments in small and mid-sized private businesses.